When you come to Oak Ridge for investment banking assistance, you will find experienced professionals who want to help you succeed. Our seasoned professionals bring years of relevant experience and have been involved in a multitude of transactions as principal or agent.

Our skills and values allow us to focus as a strategic partner in understanding our client’s goals and providing them with solutions. We tackle challenges with creativity, discipline, and excellence, which allow us to structure solutions with great flexibility.

We provide senior-level, individual attention to all of our clients. We seek to build relationships that last beyond single transactions where our expertise can assist clients in building their businesses over the long term. We view our personal interaction as a hallmark of what sets us apart from our competitors.

Our Investment Banking Department has the following separate areas of focus:

Emerging Growth


Provides Capital Raising services for both earlier-stage and established growth companies, as well as M&A Advisory services.

Financial Institutions


Provides Investment Banking services for financial companies such as banks and bank holding companies, and fixed income securities Sales and Trading services to financial institutions.

Structured Finance Group


Provides capital markets expertise in structured products solutions, portfolio sales, warehouse funding and securitization.