Equity Capital Markets Group
The Equity Capital Markets Group offers equity sales & trading, research, and investment banking services focused on the needs of the Lower-Middle Market, Small and Micro-Cap private and public companies. Our Equity Capital Markets Group has decades of experience across a broad range of industries. The group, led by Joe Sullivan, earns clients' trust by understanding their nuances and delivering results.
Tailored Investment Banking Solutions:
- Target Lower and Middle Market Companies
- Identify Unique, undiscovered investment opportunities
- Assist companies facing a broad range of challenges and growth prospects
- Targeted transactions including Public Offerings (IPO, FO or PIPE), Private Placements (Debt & Equity), Mergers & Acquisitions (Advisory & Fairness Opinions)
Meet Our Financial Professionals
Black Ridge Acquisition Corp.
Merger with Allied ESports
Financial Advisor
August 2019
The Oak Ridge Financial Services Group, INC
$6,000,000
Chanticleer Holdings
Rights Offering
Placement Agent
August 2019
The Oak Ridge Financial Services Group, INC
$10,500,000
Meritage Hospitality Group
Convertable Preferred Equity
Placement Agent
June 2019
The Oak Ridge Financial Services Group, INC
$14,000,000
Lubezone, Inc
Private Placement
Exclusive Placement Agent
December 2018
The Oak Ridge Financial Services Group, INC
$1,710,000
Ammo Inc.
PIPE
Convertible Debt
Sub-Agent
December 2018
The Oak Ridge Financial Services Group, INC
$55,200,000
Legacy Housing Corporation
4,600,000 Shares ~ $12.00
Initial Public Offering
Co-Manager
December 2018
The Oak Ridge Financial Services Group, INC
Chanticleer Holdings, Inc.
Financial Advisor
August 2018
The Oak Ridge Financial Services Group, INC
$26,220,000
Celcuity, Inc.
Initial Public Offering
Selling Group
September 2017
The Oak Ridge Financial Services Group, INC
$10,100,000
Spineology, Inc.
Private Placement
Placement Agent
August 2017
The Oak Ridge Financial Services Group, INC